What are supervisory reports?
Supervisory reporting is the mandatory recognition and reporting for financial companies, banks, securities, and investment firms required by supervisory bodies, like the Committee of Banking Supervision (CEBS) or European Banking Authority (EBA).
What is Basel 3 disclosure?
The finalised Basel III framework requires banks to disclose two sets of risk-weighted capital ratios: (i) ratios that exclude the capital floor in the calculation of risk-weighted assets; and (ii) ratios that include the capital floor in the calculation of risk-weighted assets.
What are the first line roles in regulatory reporting?
The first line: Functions that own the risk. The second line: Risk and compliance teams. The third line: Functions that provide oversight, including internal and external audit. Out of these, the third line is probably the best understood and entrenched within an organization.
How do you structure a work report?
Structure your report Title or title page. Executive summary/abstract that briefly describes the content of your report. Table of contents (if the report is more than a few pages) An introduction describing your purpose in writing the report.
What is common reporting framework (COREP)?
The Common Reporting Framework, refers to the standardised regulatory reporting framework from the European Banking Authority. HomeCOREP FX RatesReporting DeadlinesCOREP GuidanceAbout Us
What are the requirements for Reporting COREP and Finrep to supervisors?
The requirements for reporting COREP and FINREP to supervisors, including validation and filing rules.
What are the new reporting templates for securitisation?
The reporting templates include new information, for instance, the type of securitisation (public, private, intra-group), significant risk transfer, exposures in default and the number of tranches, which sometimes arise due to the reconciliation of regulatory reports with the disclosure requirements.
What is the objective of the reporting requirements report?
The objective is to provide a comprehensive overview of the reporting requirements applicable for each reference date. These reporting requirements cover information on own funds requirements, financial information, large exposures, leverage ratio, liquidity, asset encumbrance, funding plans and benchmarking of internal models.